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About Us

IMS is a full service financial consulting firm that has been servicing the needs of the financial services community since 1985. As such, we have been performing regulatory, financial, operational, and recruiting functions for securities broker-dealers and commodities firms both large and small for over two decades. Our client base ranges from well-established firms to newer organizations that are in their embryonic stages. In all cases, we cater to their needs, which are either very specific or diverse. Our staff is comprised of a group of experienced specialists, who are able to handle the specific needs of our various clients by performing services that go beyond routine regulatory, financial and operational functions. Our core objective is to establish a fundamental vision of partnership with each of our clients in collaborative effort to meet all of their long and short-term business objectives. By acting as an informal partner with our clients through the delivery of a customized and comprehensive range of services, IMS enables them to remain focused on key business objectives, thus steering them on the path to optimal success.